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Regulatory Disclosures

Disclaimer 

This site is presented for information purposes only. It is intended for your personal, non-commercial use. No information or opinions contained in this site constitute a solicitation or offer by Winton to buy or sell securities or to furnish any investment advice or service.

This site is intended as a general introduction to Winton and its products. It does not provide specific investment advice nor does it represent that the services described are suitable for any specific investor. Moreover, the information contained in this site does not provide a basis for making a fully informed investment decision. Those considering an investment in a Winton Fund should request a copy of that fund’s offering documents. Also, please note that investment in markets traded by the Winton Funds involve significant risk. Furthermore, past performance does not guarantee future results.

The contents of this site are not intended for distribution to, or use by, any individual or entity in any jurisdiction where their distribution or use would be contrary to local law or regulation or which would subject Winton to registration with the jurisdiction. You should be aware that any rules and/or regulations applicable to providing financial services (and the resultant investor protections that may be available), may not apply to persons who obtain information from the internet and its various applications, of which this material forms part.

Information contained on this site, including pricing, valuation, and commentary on any markets traded by Winton, reflects Winton’s analysis and other information available as at, either the time such information was posted in the site or as otherwise at the date indicated. While any opinions, commentaries, data, pricing and all other information contained on this site are believed to be reliable, Winton cannot and does not guarantee its accuracy, timeliness or completeness, nor is Winton under any obligation to update such information.

Neither Winton nor any of its directors, officers or employees, nor any third party vendor will be liable or responsible for any loss or damage that you may incur from any cause relating to your access to, inability to access, or use of the site or these materials, whether or not the circumstances giving rise to such cause may have been within the control of Winton or of any vendor providing software or services support. In no event will Winton or any third party vendor be liable to you for any direct, special, indirect, consequential, incidental damages or any other damages of any kind even if Winton or any other party had been advised of the possibility that these damages might occur.

Please note: “Assets under advisement” (“AUA”) comprises assets in respect of which Winton has discretionary investment authority and assets in respect of which Winton has advisory but not discretionary investment authority.

Any questions about the contents of this website should be directed to: Enquiries@wintoncapital.com

Winton Capital Management Limited (“WCM”) is a limited company registered in England and Wales with its registered offices at 16 Old Bailey, London, EC4M 7EG (registered no. 3311531) and with VAT number GB904445929. WCM is authorised and regulated by the Financial Conduct Authority in the UK, and is on the Financial Services Register (Firm Reference Number 184258). WCM is also registered as an investment adviser with the United States Securities and Exchange Commission (“SEC”), registered with the Commodity Futures Trading Commission (“CFTC”) and is a member of the National Futures Association (“NFA”) in the United States.

Winton Fund Management Limited (“WFM”) is a limited company registered in England and Wales with its registered offices at 16 Old Bailey, London EC4M 7EG (registered no. 8727510) and with VAT number GB904445929. WFM is authorised and regulated by the Financial Conduct Authority in the UK, and is on the Financial Services Register (Firm Reference Number 612887). WFM is an SEC exempt reporting adviser, is registered with the CFTC and is a member of the NFA.

This site includes references to index data. The MSCI information may only be used for your internal use, may not be reproduced or redisseminated in any form and may not be used as a basis for or a component of any financial instruments or products or indices. None of the MSCI information is intended to constitute investment advice or a recommendation to make (or refrain from making) any kind of investment decision and may not be relied on as such. Historical data and analysis should not be taken as an indication or guarantee of any future performance analysis, forecast or prediction. The MSCI information is provided on an “as is” basis and the user of this information assumes the entire risk of any use made of this information. MSCI, each of its affiliates and each other person involved in or related to compiling, computing or creating any MSCI information (collectively, the “MSCI Parties”) expressly disclaims all warranties (including, without limitation, any warranties of originality, accuracy, completeness, timeliness, non-infringement, merchantability and fitness for a particular purpose) with respect to this information. Without limiting any of the foregoing, in no event shall any MSCI Party have any liability for any direct, indirect, special, incidental, punitive, consequential (including, without limitation, lost profits) or any other damages. (www.msci.com).

The S&P 500 Index is a product of S&P Dow Jones Indices LLC (“SPDJI”). Standard & Poor’s®, S&P® and S&P 500® are registered trademarks of Standard & Poor’s Financial Services LLC (“S&P”). 

Pillar 3 Disclosure

The Pillar 3 disclosure document has been prepared by the Firm in accordance with the requirements of BIPRU 11.
 

Stewardship

An overview on how, and the extent to which, Winton’s investment activities are aligned with the principles of the Financial Reporting Council’s UK Stewardship Code.

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Register Interest

If you would like a copy of this document in full, please contact us.